CS Inter Group II : Securities Laws and Regulation of Financial Markets - December 2008

This Paper has 61 answerable questions with 0 answered.
Roll No…………
Time allowed : 3 hoursMaximum marks : 100
Total number of questions : 8Total number of printed pages : 2
NOTE : Answer SIX questions including Question No.1 which is compulsory.
1.(a)State, with reasons in brief, whether the following statements are true or false :  
  (i)   (0)
  (ii)   (0)
  (iii)   (0)
  (iv)   (0)
  (v)   (0)
 
(2 marks each)
  
 (b)Re–write the following sentences after filling–up the blank spaces with appropriate word(s)/figure(s):  
  (i)   (0)
  (ii)   (0)
  (iii)   (0)
  (iv)   (0)
  (v)   (0)
 
(1 mark each)
  
 (c)Choose the most appropriate answer from the given options in respect of the following :  
  (i)   (0)
  (ii)   (0)
  (iii)   (0)
  (iv)   (0)
  (v)   (0)
 
(1 mark each)
  
2.(a)Write short notes on any four of the following :  
  (i)   (0)
  (ii)   (0)
  (iii)   (0)
  (iv)   (0)
  (v)   (0)
 
(3 marks each)
  
 (b)Expand the following :  
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  (iii)   (0)
  (iv)   (0)
 
(1 mark each)
  
3.(a)  (0)
 
(6 marks )
  
 (b)  (0)
 
(5 marks )
  
 (c)Explain the following credit rating symbols:  
  (i)   (0)
  (ii)   (0)
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  (iv)   (0)
  (v)   (0)
 
(1 mark each)
  
4.(a)Distinguish between any two of the following :  
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  (ii)   (0)
  (iii)   (0)
 
(3 marks each)
  
 (b)Elaborate the following expressions/terms as defined under the SEBI (Prohibition of Insider Trading) Regulations, 1992:  
  (i)   (0)
  (ii)   (0)
  (iii)   (0)
 
(2 marks each)
  
 (c)  (0)
 
(4 marks )
  
5.(a)  (0)
 
(6 marks )
  
 (b)  (0)
 
(6 marks )
  
 (c)Explain briefly any one of the following terms withreference to the SEBI (Substantial Acquisition of Shares and Takeovers) Regulation, 1997 :  
  (i)   (0)
  (ii)   (0)
 
(4 marks )
  
6.(a)  (0)
 
(4 marks )
  
 (b)  (0)
 
(4 marks )
  
 (c)State briefly the special features of any two of the following :  
  (i)   (0)
  (ii)   (0)
  (iii)   (0)
 
(2 marks each)
  
 (d)  (0)
 
(4 marks )
  
7.(a)Give your considered advice on the following proposals :  
  (i)   (0)
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  (iv)   (0)
 
(2 marks each)
  
 (b)  (0)
 
(4 marks )
  
 (c)  (0)
 
(4 marks )
  
8.(a)Explain any two of the following terms related to capital market :  
  (i)   (0)
  (ii)   (0)
  (iii)   (0)
  (iv)   (0)
 
(2 marks each)
  
 (b)  (0)
 
(4 marks )
  
 (c)  (0)
 
(4 marks )
  
 (d)  (0)
 
(4 marks )