CS EP - Module II : Securities Laws and Compliances - June 2010

This Paper has 47 answerable questions with 0 answered.
Roll No………
Time allowed : 3 hoursMaximum marks : 100
Total number of questions : 8Total number of printed pages : 4
PART — A
(Answer Question No.1 which is compulsory
and any three of the rest from this part)
1.(a)State, with reasons in brief, whether the following statements are correct or incorrect:  
  (i)   (0)
  (ii)   (0)
  (iii)   (0)
  (iv)   (0)
  (v)   (0)
 
(2 marks each)
  
 (b)Re-write the following sentences after filling-in the blank spaces with appropriate words(s)/figure(s) :  
  (i)   (0)
  (ii)   (0)
  (iii)   (0)
  (iv)   (0)
  (v)   (0)
 
(1 mark each)
  
2.(a)Write short notes on the following :  
  (i)   (0)
  (ii)   (0)
  (iii)   (0)
  (iv)   (0)
 
(2 marks each)
  
 (b)Expand the following abbreviations :  
  (i)   (0)
  (ii)   (0)
  (iii)   (0)
 
(1 mark each)
  
 (c)  (0)
 
(4 marks)
  
3.(a)Explain the following terms related to capital market :  
  (i)   (0)
  (ii)   (0)
 
(2 marks each)
  
 (b)Explain the following terms related to money market :  
  (i)   (0)
  (ii)   (0)
 
(2 marks each)
  
 (c)  (0)
 
(3 marks)
  
 (d)  (0)
 
(4 marks)
  
4.(a)Distinguish between any two of the following :  
  (i)   (0)
  (ii)   (0)
  (iii)   (0)
 
(3 marks each)
  
 (b)  (0)
 
(5 marks)
  
 (c)  (0)
 
(4 marks)
  
5.(a)  (0)
 
(4 marks)
  
 (b)  (0)
 
(4 marks)
  
 (c)  (0)
 
(7 marks)
  
P A R T — B
(Answer ANY TWO questions from this part.)
6.(a)  (0)
 
(4 marks)
  
 (b)  (0)
 
(4 marks)
  
 (c)  (0)
 
(4 marks)
  
 (d)Briefly explain the following terms related to debt market :  
  (i)   (0)
  (ii)   (0)
  (iii)   (0)
  (iv)   (0)
 
(2 marks each)
  
7.(a)  (0)
 
(4 marks)
  
 (b)  (0)
 
(4 marks)
  
 (c)  (0)
 
(4 marks)
  
 (d)  (0)
 
(8 marks)
  
8.(a)  (0)
 
(5 marks)
  
 (b)  (0)
 
(5 marks)
  
 (c)  (0)
 
(5 marks)
  
 (d)  (0)
 
(5 marks)